Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard J. Niekrash Jr. | 4812078 | 2 | 05/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Carl Rasweiler | 1142752 | 5 | 04/18/2022 | Customer Dispute | Denied | $134,443.00 | $0.00 | See FINRA Report |
| Ashlee Nicole Godfrey | 5889108 | 6 | 05/02/2018 | Customer Dispute | Denied | $10,928.00 | $0.00 | See FINRA Report |
| Steven Warren Cooke | 1994834 | 2 | 04/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Dale Persson | 3277988 | 1 | 05/24/2017 | Customer Dispute | Denied | $24,120.00 | $0.00 | See FINRA Report |
| Ashlee Nicole Godfrey | 5889108 | 6 | 02/27/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Tampellini | 1937187 | 1 | 10/08/2013 | Customer Dispute | Denied | $1,000.00 | $0.00 | See FINRA Report |
| David T Shipper | 422299 | 1 | 02/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 08/10/2012 | Customer Dispute | Denied | $23,125.90 | $0.00 | See FINRA Report |
| Kevin Arthur Skogsberg | 869241 | 1 | 05/25/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |