Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debasish Hajra | 2212337 | 4 | 08/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ilija Matoski | 3118406 | 2 | 01/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Alan Thornton | 4786898 | 4 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Alan Thornton | 4786898 | 4 | 11/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Alan Thornton | 4786898 | 4 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Alan Thornton | 4786898 | 4 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delfina Guerra Buenrostro | 4979559 | 1 | 09/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Kevin Swart | 2376424 | 4 | 06/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Davis | 4407885 | 1 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcy B. Pinnell | 4264944 | 4 | 12/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |