Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debasish Hajra | 2212337 | 4 | 08/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Kevin Swart | 2376424 | 4 | 06/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcy B. Pinnell | 4264944 | 4 | 12/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcy B. Pinnell | 4264944 | 4 | 06/16/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcy B. Pinnell | 4264944 | 4 | 06/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yaravi Anthony Lindo | 2933091 | 1 | 04/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Frederick Moreno | 1566982 | 2 | 09/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |