Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheryl Postema | 6263345 | 1 | 08/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Eric Price | 1197556 | 1 | 05/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Kloustermeyer | 4929751 | 3 | 02/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Kloustermeyer | 4929751 | 3 | 06/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard J Niekrash | 4812078 | 2 | 05/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Kloustermeyer | 4929751 | 3 | 03/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debasish Hajra | 2212337 | 4 | 08/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Petty | 1283892 | 1 | 04/06/2021 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 04/01/2021 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Vincent James Egan | 4360423 | 1 | 01/12/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |