Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Edward Kloustermeyer | 4929751 | 1 | 06/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard J. Niekrash Jr. | 4812078 | 2 | 05/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Carl Rasweiler | 1142752 | 5 | 04/18/2022 | Customer Dispute | Denied | $134,443.00 | $0.00 | See FINRA Report |
| Ashlee Nicole Godfrey | 5889108 | 6 | 10/08/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ashlee Nicole Godfrey | 5889108 | 6 | 10/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ashlee Nicole Godfrey | 5889108 | 6 | 10/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ashlee Nicole Godfrey | 5889108 | 6 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Debasish Hajra | 2212337 | 4 | 08/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Petty | 1283892 | 1 | 04/06/2021 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 04/01/2021 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |