Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miles Lane James | 2858981 | 2 | 07/31/2018 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See FINRA Report |
| James Alan Lindsay | 1002597 | 4 | 06/14/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 06/13/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ronald John Kapraun | 2015974 | 2 | 08/06/2013 | Customer Dispute | Withdrawn | $6,700.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 10 | 07/22/2013 | Customer Dispute | Withdrawn | $107,800.00 | $0.00 | See FINRA Report |
| Robert Rosenberg | 4832723 | 1 | 09/30/2009 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Edward Martin Rosenberg | 1224716 | 9 | 09/30/2009 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Harold Andrew Kranick | 2340618 | 1 | 03/27/2009 | Customer Dispute | Withdrawn | $78,253.00 | $0.00 | See FINRA Report |
| David Emanuel Scheur | 2660769 | 2 | 01/16/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Nathan Scott Sanders | 2944988 | 2 | 10/05/2006 | Customer Dispute | Withdrawn | $15,700.00 | $0.00 | See FINRA Report |