Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brion Patrick Harris | 3199095 | 7 | 12/22/2022 | Customer Dispute | Pending | $520,000.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 12/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 12/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Daniel Neff | 2487025 | 3 | 12/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Graves | 1398578 | 2 | 11/25/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Alexander | 5839269 | 1 | 10/20/2022 | Customer Dispute | Pending | $270,000.00 | $0.00 | See FINRA Report |
| Mark Alan Gerardi | 2379744 | 3 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Demone Browning | 2977642 | 1 | 09/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zachary G Walters | 5829425 | 1 | 09/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Braden Glenk | 5968519 | 4 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |