Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer Reed Huggett | 4538364 | 2 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 08/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Buonanno | 2823332 | 1 | 07/24/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Clifford | 1677291 | 1 | 07/18/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 07/02/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Michael George Breard | 4501865 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Ragatz | 7771336 | 1 | 06/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Jay Barcello | 2279068 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Gregory Hobbs | 5092184 | 2 | 06/06/2024 | Customer Dispute | Pending | $235,000.00 | $0.00 | See FINRA Report |
| James Dimitrios Sitaras | 2007616 | 4 | 05/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |