Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer Reed Huggett | 4538364 | 2 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Clifford | 1677291 | 1 | 07/18/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Ragatz | 7771336 | 1 | 06/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Barnum | 7420159 | 4 | 04/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Artiz Demetrius Stroud | 5362366 | 1 | 12/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Sirek | 5659487 | 2 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Gregory Hobbs | 5092184 | 2 | 11/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 10/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dillon Rivers | 7753162 | 1 | 09/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory S Carroll | 6357759 | 3 | 08/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |