Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Jay Barcello | 2279068 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tyler James Johnson | 6252067 | 3 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tyler James Johnson | 6252067 | 3 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Joseph Kelly | 2201407 | 2 | 11/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Christian Helfrich | 2148292 | 4 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory Jay Barcello | 2279068 | 2 | 10/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tami Lee | 7065641 | 1 | 09/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Dickerson | 7712701 | 1 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Alan Robert Wytanis | 1387062 | 1 | 08/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Anthony Irizarry | 5492436 | 8 | 03/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |