Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer Reed Huggett | 4538364 | 2 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Clifford | 1677291 | 1 | 07/18/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Graves | 1398578 | 2 | 11/25/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Seymour | 2002154 | 3 | 10/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 08/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 04/08/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 01/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Murphy Hurtgen | 1742647 | 4 | 10/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Neuenswander | 4784372 | 1 | 04/05/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Patrick Pickford | 7087616 | 3 | 03/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |