Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Rhodes | 2620006 | 9 | 08/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Buonanno | 2823332 | 1 | 07/24/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 07/02/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Michael George Breard | 4501865 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Gregory Hobbs | 5092184 | 2 | 06/06/2024 | Customer Dispute | Pending | $235,000.00 | $0.00 | See FINRA Report |
| Harold Francis Puhl | 1045552 | 5 | 05/24/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 05/05/2024 | Customer Dispute | Denied | $14,064.30 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Leo Chiappetta | 4684789 | 1 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Wilson | 5435417 | 1 | 04/01/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |