Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary William Holland | 852976 | 6 | 09/05/2023 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Tim David Weinberg | 1978199 | 1 | 06/16/2023 | Customer Dispute | Closed-No Action | $19,415.10 | $0.00 | See FINRA Report |
| Eugene Paul Jordan | 727773 | 2 | 01/27/2023 | Customer Dispute | Closed-No Action | $17,526.40 | $0.00 | See FINRA Report |
| Andrew Scott Pincus | 4847752 | 1 | 03/07/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Kelly | 2201407 | 2 | 09/03/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 08/27/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jameel Ejaz Arif | 2158177 | 2 | 05/05/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Frank James Parker | 356563 | 4 | 09/10/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jonathan Verden Bever | 2603856 | 1 | 08/03/2020 | Customer Dispute | Closed-No Action | $290,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 01/09/2019 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |