Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Joseph Wilson | 5435417 | 1 | 04/01/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Lief Collins | 2787822 | 4 | 01/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony F Caruso | 2977324 | 1 | 12/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter William Pace | 2028671 | 1 | 12/06/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 11 | 11/22/2023 | Customer Dispute | Settled | $368,803.00 | $0.00 | See FINRA Report |
| David A Shaw | 5337265 | 1 | 11/08/2023 | Customer Dispute | Settled | $99,093.00 | $0.00 | See FINRA Report |
| Nicholas C Carter | 5362028 | 1 | 09/26/2023 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Bradley Ross Behrendt | 4472928 | 1 | 08/12/2023 | Customer Dispute | Settled | $20,248.00 | $0.00 | See FINRA Report |
| Tyler Phillip Malek | 6146044 | 1 | 08/10/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Craig Drewes Emerson | 2761245 | 1 | 07/31/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |