Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carmine Philip Anzalone | 6493 | 1 | 03/21/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 11/18/2021 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Hector Alberto Mena | 5400535 | 3 | 10/12/2021 | Customer Dispute | Settled | $6,806.00 | $0.00 | See FINRA Report |
| Shawn Christian Everett | 4653270 | 2 | 09/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Owen Palmer | 1404876 | 3 | 07/21/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| James Jessup Williams | 3245763 | 1 | 07/08/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 04/07/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 03/30/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 03/30/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 03/30/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |