Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary William Holland | 852976 | 6 | 05/05/2024 | Customer Dispute | Denied | $14,064.30 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Leo Chiappetta | 4684789 | 1 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Lane Ogden | 1051356 | 3 | 02/15/2024 | Customer Dispute | Denied | $58,833.00 | $0.00 | See FINRA Report |
| Mai Le Nguyen | 2852314 | 1 | 09/20/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Joseph Groarke | 2213512 | 3 | 08/23/2023 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Thomas | 6741331 | 1 | 07/27/2023 | Customer Dispute | Denied | $12,058.60 | $0.00 | See FINRA Report |
| Kathryn A Frank | 4738039 | 2 | 07/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Paul Brennan | 6134503 | 1 | 06/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Taylor Hill | 1967778 | 1 | 05/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |