Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aleksandr Slyusarev | 5919319 | 2 | 11/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Sidney Thompson | 4918247 | 2 | 03/13/2008 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Deborah Winfree | 1270499 | 2 | 07/18/2003 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Kathy Lynn Brown | 2086603 | 2 | 12/02/2002 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Kathy Lynn Brown | 2086603 | 2 | 08/19/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Steven Brian Eilen | 2457226 | 2 | 03/15/2001 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Kathy Jane Shannon | 1525093 | 1 | 03/01/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 02/04/1998 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 12/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Dean Comstock | 817699 | 1 | 05/09/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |