Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jenifer May Carlson | 5586022 | 8 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Jay Roenfeldt | 4701983 | 1 | 06/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Crystal Solomon | 7171419 | 1 | 06/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dwayne Migel Reid | 7182496 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sudha Ravi | 7231287 | 1 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristina Phillips | 6917964 | 2 | 12/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Geraghty | 4338822 | 3 | 10/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Burns | 4874178 | 3 | 10/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nah'Rya Anala Walker-Pierson | 6948820 | 1 | 09/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jenifer May Carlson | 5586022 | 8 | 09/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |