Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meghan Elizabeth Seabury | 3116768 | 3 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Erin Grady | 5348974 | 1 | 04/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Justin Nieto | 6946319 | 2 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Michelle Phipps | 6659525 | 1 | 02/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Cameron | 7233535 | 1 | 01/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles B Galligan | 6653628 | 1 | 11/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dillon Broderick | 5809282 | 2 | 08/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Fredrick Guest | 6898964 | 4 | 04/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Fredrick Guest | 6898964 | 4 | 03/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Barry | 1979991 | 1 | 12/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |