Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Rodriguez Rexach | 6053202 | 1 | 07/13/2020 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Patrick Francis Gilligan | 6280382 | 1 | 05/18/2020 | Customer Dispute | Denied | $30,173.00 | $0.00 | See FINRA Report |
| Ryan Robert Colleoni | 5625233 | 1 | 06/19/2019 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Patricia Eileen Rash | 2962663 | 1 | 01/23/2018 | Customer Dispute | Denied | $9,153.37 | $0.00 | See FINRA Report |
| Kristopher Michael Schwarte | 5793668 | 1 | 07/31/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Aleksandr Slyusarev | 5919319 | 2 | 11/08/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marsha Angelene Smith | 3128501 | 1 | 05/06/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Larson | 1787554 | 1 | 07/30/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel David Smith | 5704489 | 1 | 07/05/2012 | Customer Dispute | Denied | $9,701.00 | $0.00 | See FINRA Report |
| Stuart Mullendore McDowell | 1844587 | 1 | 05/22/2012 | Customer Dispute | Denied | $56,800.00 | $0.00 | See FINRA Report |