Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Simmons | 6589535 | 1 | 03/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joseph Ridge | 4832881 | 1 | 08/31/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deandra Clerigo | 6618508 | 1 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danielle Corigliano Maxwell | 5406184 | 1 | 01/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessica Rosario-Dejesus | 5973598 | 3 | 10/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Tinkham | 5823070 | 1 | 05/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Greg Florez | 5033941 | 1 | 05/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Christopher McBee | 5253129 | 2 | 07/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Christopher McBee | 5253129 | 2 | 07/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifford Paul Beck | 3011406 | 1 | 06/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |