Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brianna Lynn Palacios | 7444736 | 1 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 06/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sandralee Mary Buynar | 7482808 | 1 | 04/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leslie Anne Caldwell | 2747391 | 3 | 03/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 03/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda May Guthrie | 6725546 | 3 | 03/13/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda May Guthrie | 6725546 | 3 | 03/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Anne Caldwell | 2747391 | 3 | 02/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Marie Nash | 6562666 | 4 | 02/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Anne Caldwell | 2747391 | 3 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |