Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Kennedy | 7591289 | 1 | 09/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Philip Corkins | 6253244 | 2 | 08/30/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Jay Roenfeldt | 4701983 | 1 | 06/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brianna Lynn Palacios | 7444736 | 1 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Solomon | 7171419 | 1 | 06/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Lynn Jones | 1888827 | 12 | 06/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dwayne Migel Reid | 7182496 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sudha Ravi | 7231287 | 1 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandralee Mary Buynar | 7482808 | 1 | 04/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |