Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Lee | 6571858 | 1 | 11/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Rosario-Dejesus | 5973598 | 3 | 10/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kayla Jean Youngs | 6820716 | 1 | 10/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lynn Neace | 6426876 | 3 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meghan Elizabeth Seabury | 3116768 | 3 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Yarger | 2268520 | 1 | 04/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kimberly Erin Grady | 5348974 | 1 | 04/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin L Gerstner | 7202464 | 1 | 03/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Justin Nieto | 6946319 | 2 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kora Burner | 7452393 | 1 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |