Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheryl Lynn Jones | 1888827 | 12 | 06/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sandralee Mary Buynar | 7482808 | 1 | 04/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leslie Anne Caldwell | 2747391 | 3 | 03/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Lord | 7713223 | 3 | 01/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristina Phillips | 6917964 | 2 | 12/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Lord | 7713223 | 3 | 10/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Lord | 7713223 | 3 | 09/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Javier Garcia Bautista | 7002372 | 1 | 08/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 02/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 02/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |