Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Lee | 6571858 | 1 | 11/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Rosario-Dejesus | 5973598 | 3 | 10/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Yarger | 2268520 | 1 | 04/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 7 | 01/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 7 | 05/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 7 | 05/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 7 | 04/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 7 | 02/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Elliott Sellar | 5685897 | 2 | 07/08/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Teter | 4283642 | 1 | 04/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |