Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Henderson | 6436062 | 2 | 01/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Cesar David Arriaza | 5473181 | 1 | 03/03/2011 | Customer Dispute | Closed-No Action | $7,333.32 | $0.00 | See FINRA Report |
| Stephen Lewis Bush | 4973874 | 1 | 04/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Robert Michael Porpora | 1808926 | 1 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |