Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Kennedy | 7591289 | 1 | 09/01/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Philip Corkins | 6253244 | 2 | 08/30/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Philip Corkins | 6253244 | 2 | 09/25/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brady Hertel | 7008943 | 1 | 02/11/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kammi Werner | 7733000 | 2 | 06/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Clark | 7387123 | 1 | 10/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin Allen | 7789790 | 1 | 12/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ross Balthazor | 7148654 | 1 | 03/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore Rammelkamp | 7301360 | 1 | 03/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Drew Colton Coffman | 6380280 | 1 | 11/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |