Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rosa Melkonyan | 5016307 | 1 | 10/14/2022 | Customer Dispute | Withdrawn | $48,667.60 | $0.00 | See FINRA Report |
| Mary Linderman Stockton | 2896729 | 2 | 12/05/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Phillip Ray Whitehead | 2513482 | 1 | 01/12/2009 | Customer Dispute | Withdrawn | $8,961.00 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 04/27/2001 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Evelyn Monping Tai | 2835127 | 2 | 10/19/1998 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |