Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Denise Gerlach | 3242906 | 1 | 03/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cameron Dl Lagala | 6215994 | 1 | 08/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Behm | 4757111 | 1 | 01/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Zuckerberg | 2313753 | 3 | 07/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chien Kain Yeh | 4777090 | 3 | 02/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Nolan Pendleton | 5350768 | 2 | 04/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Leonard Finkelstein | 736467 | 1 | 04/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifford George Canavera | 2347297 | 1 | 02/27/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Rodger Alexander | 2542170 | 2 | 11/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Zuckerberg | 2313753 | 3 | 10/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |