Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon E Rusten | 1005584 | 1 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Anderson | 7255555 | 1 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reie Levi | 5987230 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morihiko Goto | 1302159 | 1 | 03/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Blake Worrells | 6044320 | 1 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Hankinson | 5031277 | 1 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Allen Turner | 6349528 | 1 | 01/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Beebe | 2365629 | 2 | 12/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Szkotak | 2736016 | 1 | 11/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |