Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon E Rusten | 1005584 | 1 | 08/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Isaac Arensberg | 4199039 | 1 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Sven Anderson | 2918978 | 2 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Nichols | 4699651 | 1 | 03/24/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Gonzales | 5531132 | 1 | 03/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 03/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Lenert | 4501352 | 1 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Petoyan | 5821586 | 1 | 02/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Rudolph | 1199955 | 2 | 02/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 02/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |