Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Sven Anderson | 2918978 | 2 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Nichols | 4699651 | 1 | 03/24/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathon Frey | 6532555 | 1 | 12/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Bing Yin | 5835533 | 1 | 12/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Nolan Pendleton | 5350768 | 2 | 12/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony James Taylor | 3084444 | 1 | 09/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sanjeev Segan | 5457378 | 2 | 04/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Lee Collins | 5856525 | 1 | 04/18/2023 | Customer Dispute | Settled | $12,488.90 | $0.00 | See FINRA Report |
| Chuling Hsiao | 2994866 | 1 | 02/22/2023 | Customer Dispute | Settled | $56,496.30 | $0.00 | See FINRA Report |
| Aldric Y Johnson | 5628445 | 1 | 12/16/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |