Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Isaac Arensberg | 4199039 | 1 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Sven Anderson | 2918978 | 2 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Nichols | 4699651 | 1 | 03/24/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lenert | 4501352 | 1 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathon Frey | 6532555 | 1 | 12/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Bing Yin | 5835533 | 1 | 12/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Nolan Pendleton | 5350768 | 2 | 12/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Westberg | 1879019 | 2 | 10/19/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Christopher Keene | 6943145 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |