Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Lenert | 4501352 | 1 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Westberg | 1879019 | 2 | 10/19/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Christopher Keene | 6943145 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Gordon Oldham | 4963425 | 1 | 06/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 05/31/2023 | Customer Dispute | Denied | $11,286.10 | $0.00 | See FINRA Report |
| Christopher Luis McDonald | 6157763 | 1 | 05/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 01/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Duane Johnson | 3126357 | 1 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Kin Ming Chan | 3019411 | 1 | 11/10/2022 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |