Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Marcelo Amparan | 7268332 | 1 | 08/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor Oconnell | 7739345 | 1 | 02/29/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simon John Ellis | 2766146 | 2 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Denney | 6920992 | 1 | 07/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simon John Ellis | 2766146 | 2 | 09/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Toria N Troxel | 7247865 | 1 | 07/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Schimmel | 5855061 | 2 | 06/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor Reynolds | 6991248 | 1 | 12/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew G Blanks | 6397372 | 1 | 04/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Coley Thompson Bellamy | 6241817 | 2 | 10/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |