Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Paul MacDonald | 2994054 | 5 | 04/11/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Mitchell Sause | 3275164 | 3 | 03/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Meredith Cecile Moore | 3233755 | 2 | 04/08/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 12/02/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Pico | 4712211 | 1 | 10/03/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kelly Diane Kaneski | 3214853 | 2 | 09/27/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Breitbord | 1136087 | 4 | 08/23/2012 | Customer Dispute | Closed-No Action | $31,769.80 | $0.00 | See FINRA Report |
| Richard Lamar Hamner | 4744711 | 1 | 06/23/2011 | Customer Dispute | Closed-No Action | $104,000.00 | $0.00 | See FINRA Report |
| Simon George Bloomfield | 4943708 | 1 | 03/20/2011 | Customer Dispute | Closed-No Action | $49,869.20 | $0.00 | See FINRA Report |
| Darlene Joy Hathaway | 4584422 | 3 | 01/21/2010 | Customer Dispute | Closed-No Action | $122,322.00 | $0.00 | See FINRA Report |