Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime Estrada | 5852546 | 1 | 06/18/2024 | Customer Dispute | Pending | $67,000.00 | $0.00 | See FINRA Report |
| Douglas Yale Frank | 723283 | 3 | 05/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Giuseppe Leonardo Mauceli | 2818956 | 1 | 11/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Darren Robert Moran | 2394304 | 1 | 09/13/2023 | Customer Dispute | Pending | $648,745.00 | $0.00 | See FINRA Report |
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Colleen McElroy-Mathis | 2700579 | 1 | 01/13/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 10/04/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Beth Lane | 4128325 | 4 | 01/24/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Farren | 2306394 | 1 | 07/25/2002 | Customer Dispute | Pending | $69,640.00 | $0.00 | See FINRA Report |
| Margaret Archer | 1971356 | 3 | 06/03/2002 | Customer Dispute | Pending | $72,000.00 | $0.00 | See FINRA Report |