Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kery Hutner | 2631738 | 5 | 12/19/2022 | Customer Dispute | Pending | $32,672.00 | $0.00 | See FINRA Report |
| Paul Fordham | 5296366 | 1 | 09/28/2021 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Colleen McElroy-Mathis | 2700579 | 1 | 01/13/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Trina Marie Whitten | 4908283 | 1 | 08/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Beth Lane | 4128325 | 4 | 01/24/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffery Taylor | 2957527 | 1 | 01/06/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Edward Farren | 2306394 | 1 | 07/25/2002 | Customer Dispute | Pending | $69,640.00 | $0.00 | See FINRA Report |
| Margaret Archer | 1971356 | 3 | 06/03/2002 | Customer Dispute | Pending | $72,000.00 | $0.00 | See FINRA Report |
| Gail M MacKler-Carlino | 1340615 | 8 | 03/30/2000 | Customer Dispute | Pending | $83,000.00 | $0.00 | See FINRA Report |
| John Heckenkamp | 2163065 | 1 | 01/21/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |