Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Hefter | 1231717 | 1 | 05/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dathan Everett Lumpkins | 4697042 | 2 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eddy Joseph Gutierrez | 2247435 | 2 | 01/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff D Thompson | 4249112 | 2 | 12/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leah Autumn Clancy | 5404844 | 1 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff D Thompson | 4249112 | 2 | 10/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Natalie Jayne Wells | 4104484 | 2 | 09/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Natalie Jayne Wells | 4104484 | 2 | 09/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chris Patrick McCrary | 2294498 | 3 | 06/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Quentin Quamme | 4413885 | 3 | 06/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |