Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jodie Yuko Brennan | 4387738 | 1 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff D Thompson | 4249112 | 2 | 12/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff D Thompson | 4249112 | 2 | 10/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Natalie Jayne Wells | 4104484 | 2 | 09/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Natalie Jayne Wells | 4104484 | 2 | 09/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chris Patrick McCrary | 2294498 | 3 | 06/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Steiman | 4460244 | 3 | 04/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin M Muller | 4364523 | 10 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Gerasin | 4775582 | 3 | 10/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Gerasin | 4775582 | 3 | 10/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |