Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria T de los Reyes | 4468090 | 1 | 11/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Joseph Cipolla | 732123 | 2 | 05/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Edward Day | 6346884 | 1 | 04/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Christopher Casebeer | 5278171 | 2 | 05/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| S Travis Creekbaum | 2722580 | 1 | 04/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy P Maher | 3068157 | 1 | 01/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Nezar Ali | 1452433 | 2 | 12/02/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joyce Melissa Sanfilippo | 3223412 | 1 | 07/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Wayne Ohl | 3235569 | 3 | 07/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margo Shepard | 1028267 | 1 | 10/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |