Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Richard Rauch | 501071 | 1 | 09/23/2003 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| John Kellar | 1436046 | 6 | 11/06/1998 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |