Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kery Hutner | 2631738 | 5 | 12/19/2022 | Customer Dispute | Pending | $32,672.00 | $0.00 | See FINRA Report |
| Eric B B Soiland | 1578219 | 2 | 09/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jeremiah Russamano | 4094176 | 2 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Whatley | 2442537 | 2 | 05/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Holguin | 2793782 | 1 | 04/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jodie Yuko Brennan | 4387738 | 1 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff D Thompson | 4249112 | 2 | 12/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff D Thompson | 4249112 | 2 | 10/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Fordham | 5296366 | 1 | 09/28/2021 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |