Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric B B Soiland | 1578219 | 2 | 09/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jeremiah Russamano | 4094176 | 2 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Whatley | 2442537 | 2 | 05/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Baltzer | 2787410 | 3 | 08/23/2021 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| William Norman Doan | 3063269 | 1 | 08/18/2021 | Customer Dispute | Denied | $159,740.00 | $0.00 | See FINRA Report |
| Sheila Leah Spicehandler | 3096139 | 1 | 05/28/2020 | Customer Dispute | Denied | $15,480.00 | $0.00 | See FINRA Report |
| Steven Earl | 2267686 | 2 | 04/10/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Kellar | 1436046 | 6 | 04/06/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lewis | 1540541 | 1 | 04/02/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher P Lein | 1433201 | 1 | 01/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |