Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Gibson Crilow | 6715311 | 1 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Mark Frizzell | 2630044 | 1 | 03/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Oates | 4124985 | 1 | 02/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Demoss | 2215247 | 2 | 10/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Hugh McKinnon | 329057 | 1 | 10/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Henry Cox | 2957150 | 1 | 07/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry David Olson | 2947050 | 1 | 07/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rowe | 1732516 | 3 | 04/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Tarabicos | 1754925 | 4 | 03/31/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric B Soiland | 1578219 | 2 | 09/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |