Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Leslie Lacey | 3087081 | 4 | 08/04/2020 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Allen James Long | 2458511 | 1 | 09/07/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Bordelon | 1513857 | 4 | 11/04/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dudley E Labauve III | 4686242 | 3 | 09/30/2013 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Michael John Bills | 3269225 | 2 | 04/13/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Thompson | 2986629 | 2 | 07/14/2011 | Customer Dispute | Closed-No Action | $2,630,000.00 | $0.00 | See FINRA Report |
| John Gerard Arensdorf | 1798680 | 3 | 03/21/2011 | Customer Dispute | Closed-No Action | $825,000.00 | $0.00 | See FINRA Report |
| James David Ramey | 4132097 | 1 | 03/29/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Joachim Reilly | 2206393 | 1 | 11/30/2009 | Customer Dispute | Closed-No Action | $50,605.00 | $0.00 | See FINRA Report |
| Brooks Judson Collins | 4246294 | 2 | 06/08/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |