Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donnie Dishaw | 2656062 | 1 | 03/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas Robert Weis | 6695412 | 1 | 09/23/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn K Yanish | 5641046 | 1 | 01/27/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Willliam Baar | 6142705 | 1 | 01/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reid Grossman | 5963979 | 1 | 12/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Gregory Rudenberg | 6019439 | 1 | 12/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Patrick Premock | 3176564 | 3 | 10/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Munson | 3271000 | 2 | 07/19/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Garrett Kamler | 5255567 | 1 | 09/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Edward Manders | 6077589 | 1 | 10/24/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |