Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Advisors Financial Network, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Priscilla Renee Archuleta | 6761303 | 1 | 07/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mindy Spencer | 2448886 | 4 | 07/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mindy Spencer | 2448886 | 4 | 06/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mindy Spencer | 2448886 | 4 | 06/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin M Muller | 4364523 | 10 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Garrett Purvis | 5286618 | 1 | 04/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Alan Leuty | 1805416 | 3 | 03/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Stewart | 1392937 | 6 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Beth Lane | 4128325 | 4 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |