06-02688 | 08/15/2007 | Claimant(s): Stanley Quelle Claimant Lawyers(s): Tracey S. Bernstein Respondent(s): Ehrenkrantz King Nussbaum Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Joshua Mark Zucker, Philip Rachmelowitz, Alice Holly Oshins Hearing Site: New York, NY
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06-02864 | 08/15/2007 | Claimant(s): Sheldon Spitz, Sheldon and Olivia Spitz, Spitz Family Partnership Claimant Lawyers(s): Seth Muraskin Respondent(s): Jeffrey Harriton, TimeCapital Securities Corporation Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Eric P. Nachman, Rory M. McLaughlin, Philip S. Wellman Hearing Site: New York, NY
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07-01122 | 08/13/2007 | Claimant(s): Carlo Rossell Claimant Lawyers(s): Carlo E. Rossell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carol B. Trask Arbitrator(s): Brenna L. Stewart Hearing Site: New York, NY
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04-04516 | 08/13/2007 | Claimant(s): Andrew Warshaw, Florence Rosenwein, George Whalen, Lorraine Whalen, Louis Rosenwein, Meredith Rosenwein, Sari Rosenwein, M. Rosenwein cust. Robert Rosenwein, Sari R. Rosenwein Cust Sydney Warshaw, Sari Rosenwein Cust. for Seth Warshaw, G. Whalen FBO Meredith Rosenwein, Lorraine Reich Whalen Trust, M. Rosenwein FBO M. Rosenwein, et al., M. Rosenwein TTEE FBO Jordan Rosenwein, M. Rosenwein TTEE FBO Robert Rosenwein Claimant Lawyers(s): Mark M. Rottenberg Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): James Lico Arbitrator(s): Louis H. Miron, Mary L. Merkle, Joel P. Mellis Hearing Site: New York, NY
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05-06076 | 08/10/2007 | Claimant(s): Saralyn Ingram Claimant Lawyers(s): Robert Grant Respondent(s): Ameriprise Financial Services., Kenneth DiCairano Respondent Lawyers(s): Michael Zaretsky Arbitrator(s): Martin H. Zern, Mary Ellen Burns, Eric Howard Kunis Hearing Site: New York, NY
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06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove Claimant Lawyers(s): Edward H. Glenn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco Hearing Site: New York, NY
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