FINRA Awards for John J. Flynn

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03617	06/03/2015	Claimant(s): Timothy McDonough Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): John J. Flynn Hearing Site: Honolulu, HI		$88
14-02721	03/04/2015	Claimant(s): MayaKala LLC Claimant Lawyers(s): Deepak K. Kanungo Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA		$213
12-01338	12/12/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Robert B. Ericson Respondent(s): William McClendon Respondent Lawyers(s): Joseph A. Salazar Arbitrator(s): John J. Flynn, Edwin C. Shiver, Zachary Scott Rigdon Hearing Site: San Francisco, CA
10-02336	05/06/2011	Claimant(s): Roland Lee Claimant Lawyers(s): Tanya Sacks Respondent(s): Patrick Burke, Capwest Securities. Respondent Lawyers(s): H Thomas Fehn, Patrick Joseph Burke Arbitrator(s): John J. Flynn, James D. Murray, Jonathan H. Krotinger Hearing Site: San Francisco, CA		$600
10-03000	02/17/2011	Claimant(s): Edith Robertson, Glen Robertson, John Sorensen, Sheri Lewis-Sorensen, Susan Robertson Claimant Lawyers(s): Matthew K. Edling Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): John J. Flynn, Thomas D. Reese, Mary H. Evans Hearing Site: San Francisco, CA		Dismissed by Rule 12504