| 17-00797 | 08/01/2018 | Claimant(s): Dennis Magid
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Wells Fargo Advisors, Lynn Grossman
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): John J. Mager, Morris James Busca, Lisa Joy Cappalli
Hearing Site: Hartford, CT
|  | Expungement |
| 14-03854 | 11/05/2015 | Claimant(s): Arthur Wickett IRA, Arthur & Louise Wickett
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Patrick White, Steven Wanek, Blackbook Capital LLC
Respondent Lawyers(s): Charles M. O'Rourke, Franklin I. Ogele, Patrick Justin White
Arbitrator(s): John J. Mager
Hearing Site: Augusta, ME
| | $0 |
| 13-00523 | 03/03/2014 | Claimant(s): Donald Landry
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Nickolas F. Monteforte, John J. Mager, Andrew Peter Maneval
Hearing Site: Manchester, NH
| | $124,904 |
| 10-02178 | 05/21/2013 | Claimant(s): John Freund
Claimant Lawyers(s): Daniel S. Tarlow
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Smith Barney Holdings, LL
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): B. J. Krintzman, Norman Foxman, John J. Mager
Hearing Site: Boston, MA
| | |
