| 12-03293 | 02/07/2014 | Claimant(s): Gary Frandino
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): George Kardaras
Respondent Lawyers(s): George Alexander Kardaras
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
|  | $581,975 |
| 11-00733 | 05/17/2013 | Claimant(s): Kendis Family Trust (A & B Trusts)
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Donald Dreyfus, Kenneth L. Mann, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | Expungement |
| 09-06769 | 01/14/2013 | Claimant(s): Clearone Communications.
Claimant Lawyers(s): James E. Magleby
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): Mary C. Davis, Donald Dreyfus, Brian Arnett Lebrecht
Hearing Site: Salt Lake City, UT
| | $0 |
| 10-04292 | 07/05/2012 | Claimant(s): Jonathan Underkofler
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Cary L. Weissman, Charles R. Berry, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | |
| 10-05772 | 06/06/2012 | Claimant(s): Dani Eder IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David N. Luder
Arbitrator(s): Linda B. Kelly, Jeffrey M. Allen, Donald Dreyfus
Hearing Site: Birmingham, AL
| | $0 |
| 10-04493 | 01/09/2012 | Claimant(s): James Donohue, James L. Donohue IRA, Revocable Living Trust 5/30/2000
Claimant Lawyers(s): Douglas A. Loefgren, James L. Donohue
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Donald Dreyfus, Denise Kathleen Gaines, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | Expungement |
