15-01019 | 11/10/2016 | Claimant(s): Roger Riedesel Claimant Lawyers(s): Gail E. Boliver Respondent(s): Michael Lavolpe Respondent Lawyers(s): Michael Scott Lavolpe Arbitrator(s): Avery B. Goodman Hearing Site: Des Moines, IA
| | $240,300 |
11-04331 | 03/07/2013 | Claimant(s): Dale Stamer, Dan Schroeder, Darla Severding, David Steinke, Dennis Tucker, Dianna Sheets, Don Severding, Donna Medinger, Grant Christianson, Jerry Hartnell, Julie Schroeder, Kirk Sims, Lori Baylor, Michael Stamer, Neil Case, Pat Tucker, Patricia O'Callaghan, Randy Kingery, Richard Beltz, Rita Beltz, et al Claimant Lawyers(s): Gail E. Boliver Respondent(s): Thomas Berthel, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Cory D. Olson Arbitrator(s): Leo G. Stern, Thomas L. Dueber, Grant D. Sanders Hearing Site: Des Moines, IA
| | $0 |
10-03899 | 01/17/2013 | Claimant(s): Jerry Jochims, Linda Govern, Rick Govern, Winton Boyd Claimant Lawyers(s): Gail E. Boliver Respondent(s): Thomas Berthel, Berthel, Fisher & Co. Financial Services Respondent Lawyers(s): Vincent D. Louwagie Arbitrator(s): Roger D. Johnson, Stephen C. Esposito, James H. Colburn Hearing Site: Des Moines, IA
| | $0 |
11-04397 | 11/20/2012 | Claimant(s): Heidi S. Vescio Living Trust Claimant Lawyers(s): Gail E. Boliver Respondent(s): Scott Cavey Respondent Lawyers(s): J. Scott Paul Arbitrator(s): George A. Abbott Hearing Site: Omaha, NE
| | $0 |
10-03347 | 09/21/2012 | Claimant(s): Oscar Lopez, Paul Compton, Sarah Compton, Toni Lopez Claimant Lawyers(s): Gail E. Boliver Respondent(s): Timothy Collins, H. Beck., Interactive Brokers LLC Respondent Lawyers(s): Danya W. Blair, John J. Nielands, Timothy J. Collins Arbitrator(s): Frank M. Romano, Phillip M. Renfro, David D. McNally Hearing Site: Houston, TX
| | $0 |
11-01017 | 06/25/2012 | Claimant(s): 4R Partnership, by Jon Roberts, Partner, C. Marvin Trust, Trustee Claimant Lawyers(s): Gail E. Boliver Respondent(s): David Schrager, Woodstock Financial Group. Respondent Lawyers(s): Thomas Vays Arbitrator(s): James E. Michaels, James A. Hayes, Ken L. Andersen Hearing Site: Omaha, NE
| | $75,000 |
10-03436 | 06/15/2011 | Claimant(s): Barbara Vavrina, Janice Vavrina, Randall Vavrina, Randall E. Vavrina Trust Account Claimant Lawyers(s): Gail E. Boliver Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Arbitrator(s): James A. Hayes, Bryan L. Johnson, Rebecca Sue Abell-Brown Hearing Site: Omaha, NE
| | $0 |
10-00033 | 12/14/2010 | Claimant(s): Robert Bryant Claimant Lawyers(s): Gail E. Boliver Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Douglas W. Hyman Arbitrator(s): Thomas J. Gmeinder Hearing Site: Des Moines, IA
| | $108,570 |
06-05403 | 10/11/2007 | Claimant(s): Elizabeth deStwollinski, Lance deStwolinski, Lance deStwolinski Revocable Trust Claimant Lawyers(s): Gail E. Boliver Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Michael P. Manly Arbitrator(s): Rhonda S. McCarthy, Frederick S. Cassman, Lawrence P. McLellan Hearing Site: Omaha, NE
| | $0 |
06-04456 | 10/09/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Ameriprise Financial Services., James Krieg, Todd Glaw Respondent Lawyers(s): Gail E. Boliver, John Rock Arbitrator(s): Timothy E. Taggart, Michael I. White, Lawrence P. McLellan Hearing Site: Des Moines, IA
| | $0 |