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FINRA Awards for Metlife Securities Inc.

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0417711/22/2011Claimant(s): Nick Bohmann
Claimant Lawyers(s): Nick R. Bohmann
Respondent(s): New England Securities, Marc Colby, Michael Priede, Metlife Securities Inc.
Respondent Lawyers(s): Ethan G. Zelizer
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
10-0442804/28/2011Claimant(s): Darlene Gordon
Claimant Lawyers(s): Darlene J. Gordon
Respondent(s): Eric Glod, Metlife Securities Inc.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
Checkmark Icon$802
09-0548306/24/2010Claimant(s): Mary Cowin
Claimant Lawyers(s): Mary Cowin
Respondent(s): Adam Kramer, Benjamin Ricciardi, Mitchell Scher, Nancy Potts, Metlife Securities Inc., Scher Financial Group
Respondent Lawyers(s): Howard E. Panensky
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$5,213
09-0061203/24/2010Claimant(s): Lana Byer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): David H. LaRocca
Arbitrator(s): Paul H. McKenna, Richard W. Dissen, Thomas R. Skulina
Hearing Site: Pittsburgh, PA
Checkmark Icon$250,000
07-0127602/26/2008Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
Checkmark Icon$21,500

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