Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02660 | 09/08/2023 | Claimant(s): Jacob Williams Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Joseph Winter, Anita Teresa Hayden, Jonathan Gartner Hearing Site: Los Angeles, CA | ||
| 23-00447 | 09/01/2023 | Claimant(s): Margaret Burnes Claimant Lawyers(s): Margaret Burnes Respondent(s): Gerald Markwith, Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL |  | Expungement |
| 23-00422 | 07/10/2023 | Claimant(s): Charles Fulmore Claimant Lawyers(s): Charles S. Fulmore Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Karl A. Vogeler Hearing Site: Orlando, FL | | $41,850 |
| 22-02037 | 06/30/2023 | Claimant(s): Jeff Han Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-00492 | 06/26/2023 | Claimant(s): Annmarie Ryan Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | Expungement | |
| 22-01333 | 06/23/2023 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Joshua Maniscalco Respondent Lawyers(s): Joshua P. Maniscalco Arbitrator(s): Samuel Olutola Akeju, Montie G. Grimes, Peter Ntephe Hearing Site: Houston, TX | $641,262 | |
| 23-00217 | 06/12/2023 | Claimant(s): Minjoo Lee Claimant Lawyers(s): Minjoo Lee Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mary Mackey Hearing Site: San Francisco, CA | | $0 |
| 19-01544 | 06/12/2023 | Claimant(s): Dawn Forman Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | | $0 |
| 21-02354 | 06/09/2023 | Claimant(s): Reid Nagle Revocable Trust Claimant Lawyers(s): John Fialcowitz Respondent(s): Charles Schwab & Co.., Rockingstone Advisors Respondent Lawyers(s): Gordon C. Young, John Fialcowitz Arbitrator(s): Ellen J. Abrams, Carl Henry Perdue, Mark E. English Hearing Site: Boca Raton, FL | | $0 |
| 22-01537 | 06/07/2023 | Claimant(s): David Pitlor Claimant Lawyers(s): David Pitlor Respondent(s): Garrett Wynne, Charles Schwab & Co.., TD Ameritrade., Stacy Fries Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Rochelle E. Dillard, Susan L. Walker, Matthew Rothchild Hearing Site: Omaha, NE | Dismissed by Rule 12504 |