| 23-00713 | 12/18/2023 | Claimant(s): Albert Kohout
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
| | |
| 22-01142 | 12/14/2023 | Claimant(s): Efraim Diveroli
Claimant Lawyers(s): Jerome Ramsaran
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Steven Gerard Goerke, Robert Lawrence Ostrov, Kathryn L McHale
Hearing Site: Boca Raton, FL
|  | Expungement |
| 23-00066 | 11/28/2023 | Claimant(s): Gorospe Trust, Andre Gorospe, Trustee
Claimant Lawyers(s): Richard Haas
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Mary Margaret Bush
Hearing Site: Honolulu, HI
| | Expungement |
| 23-01496 | 11/21/2023 | Claimant(s): Alfredo Fresno
Claimant Lawyers(s): Alfredo Fresno
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Darryl C. Wilson, Lorraine Naomi Pitre, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 23-01826 | 11/15/2023 | Claimant(s): Michael West
Claimant Lawyers(s): Michael West
Respondent(s): Charles Schwab & Co.., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Greg Scanlon, Randi P. Spallina
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $300 |
| 22-00677 | 11/10/2023 | Claimant(s): Robert Hamilton, Robert J. Hamilton IRA
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Louis J. Weber, Karen Roberts Washington, Joseph A. Vicario
Hearing Site: Dallas, TX
| | $0 |
| 23-01687 | 10/20/2023 | Claimant(s): Tiffiney Brittingham
Claimant Lawyers(s): Tiffiney Taylor Brittingham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | $0 |
| 22-02691 | 09/15/2023 | Claimant(s): Rechard Banks-Davis
Claimant Lawyers(s): Rechard Antonio Banks-Davis
Respondent(s): Austin Witt, Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
| | $0 |
| 22-02660 | 09/08/2023 | Claimant(s): Jacob Williams
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Joseph Winter, Anita Teresa Hayden, Jonathan Gartner
Hearing Site: Los Angeles, CA
| | |
| 23-00447 | 09/01/2023 | Claimant(s): Margaret Burnes
Claimant Lawyers(s): Margaret Burnes
Respondent(s): Gerald Markwith, Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
| | Expungement |
