| 09-01187 | 04/07/2010 | Claimant(s): Richard and Barbara Danielewski
Claimant Lawyers(s): Harwell M. Darby
Respondent(s): Brecc Avellar, Avellar Advisors., Synergy Investment Group
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): George T. Baskerville, Janice L. Burnham, Donita M. King
Hearing Site: Richmond, VA
|  | Stipulated Award and Expungement |
| 09-04196 | 02/01/2010 | Claimant(s): Francis LaLuna
Claimant Lawyers(s): Francis J. LaLuna
Respondent(s): ING Investment Management Services LLC
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $163 |
| 08-02659 | 08/03/2009 | Claimant(s): Wilfred Underwood
Claimant Lawyers(s): Wilfred J. Underwood
Respondent(s): Richard Brownstein, SII Investments.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Arnold Limsky, Edith M. Novack, Thomas Anthony Brady
Hearing Site: Newark, NJ
| | $5,750 |
| 08-04189 | 04/16/2009 | Claimant(s): Charles Hunter Branch (Estate)
Claimant Lawyers(s): William Todd Branch
Respondent(s): Kent Greenway, H. Beck.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Stanley H. Ragle
Hearing Site: Richmond, VA
| | $213 |
| 08-00483 | 11/07/2008 | Claimant(s): Marvin Becker
Claimant Lawyers(s): Ira S. Kaplan
Respondent(s): Michael Napolitano, Signator Investors.
Respondent Lawyers(s): James J. Weller, Matthew Tracy
Arbitrator(s): Kenneth B. Cutler, Anthony Michael Sabino, Biagio A. Civale
Hearing Site: New York, NY
| | $10,000 |
| 04-05843 | 01/08/2008 | Claimant(s): Helen Wolff, The Helen Wolff Revocable Trust
Claimant Lawyers(s): Rosalind Robertson
Respondent(s): Ernest Caponegro, Herbert Kurinsky, Patrick Flanagan, Robert Rabinowitz, William Kurinsky, First Montauk Securities Corp.
Respondent Lawyers(s): Matthew Tracy, Vincent P. Pozzuto
Arbitrator(s): Robert A. Vaccaro, Michael S. Lazan, Howard A. Baker
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
