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FINRA Awards for Boca Raton, FL

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Displaying 61-70 out of 1,334 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0178102/21/2024Claimant(s): Richard McCready, Rosemary McCready
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John Rinaldi, Sidney Seligman, Priscilla Coq
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
22-0219202/20/2024Claimant(s): Interactive Brokers Llc
Claimant Lawyers(s): Jovalin Dedaj
Respondent(s): Roman Suleymanov
Respondent Lawyers(s): Roman Suleymanov
Arbitrator(s): Diane M. Perry, Sidney J. Wartel, Mark H Schiff
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0276802/15/2024Claimant(s): Patrick Dwyer
Claimant Lawyers(s): Daniel Zinman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
23-0259502/14/2024Claimant(s): NAMCOA - Naples Asset Management Co
Claimant Lawyers(s): Paul J McIntyre
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
23-0017302/12/2024Claimant(s): Carol Simard, Kenyon Simard
Claimant Lawyers(s): David A Weintraub
Respondent(s): Kevin Hobbs
Respondent Lawyers(s): Kevin Andrew Hobbs
Arbitrator(s): Steven E. Eisenberg, Stuart Bruce Klein, Howard M Forman
Hearing Site: Boca Raton, FL
Checkmark Icon$525,000
22-0163902/05/2024Claimant(s): Deborah Adeimy
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Edward R. Niederriter, Scott Manker, Rene Enrique Lamar
Hearing Site: Boca Raton, FL
23-0202602/01/2024Claimant(s): Jonathan Beitler
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
20-0117701/19/2024Claimant(s): Cecilia De Oliveira
Claimant Lawyers(s): David Miller
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
23-0178301/12/2024Claimant(s): Ghiass Ali, Sunshine Financial Solutions of South FL
Claimant Lawyers(s): Demetrios Pavlou
Respondent(s): Scott Storick
Respondent Lawyers(s): Scott R. Storick
Arbitrator(s): William Kent Brown
Hearing Site: Boca Raton, FL
22-0199501/11/2024Claimant(s): Ivan Goldstein
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawson R. Graves
Arbitrator(s): Nofrey Matthew Fornaro, Sidney Seligman, Richard Gendler
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

1,334 Results

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