Potomac Analytics' Logo

FINRA Awards for Citicorp Investment Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0058509/28/2010Claimant(s): John Amoghlian
Claimant Lawyers(s): John Amoghlian
Respondent(s): Christina Simpson, Citicorp Investment Services
Respondent Lawyers(s): Artur M. Wlazlo
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$175
09-0709509/14/2010Claimant(s): Eric Weinstein
Claimant Lawyers(s): Eric Lawrence Weinstein
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Patricia A. Fitzpatrick
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
08-0280910/20/2009Claimant(s): Isidore Mayrock, General Partner of REI
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets., Citicorp Investment Services
Respondent Lawyers(s): David J. Butler
Arbitrator(s): J. Martin McDonough, Frank Irizarry, Bernard A. Friedman
Hearing Site: New York, NY
Checkmark Icon$754,000
07-0088905/05/2008Claimant(s): Edward O'Brien
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup.
Respondent Lawyers(s): Jill Rosenberg
Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor
Hearing Site: New York, NY
07-0256302/14/2008Claimant(s): Estate of Alvinett Neidhart
Claimant Lawyers(s): Pamela Neidhart-Ring
Respondent(s): Scotty Schoettlin, Citicorp Investment Services
Respondent Lawyers(s): Douglas B. Appel, Scotty Schoettlin
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark Icon$17,795

15 Results

Display: